Federalism - The Federal/State Government Relationship
The concept of Federalism in the United States of America is embodied within our two-tier system of government, consisting of a national Federal Government and 50 individual State Governments. Each level of government has its own unique powers and limitations, with some powers being exclusively reserved to the Federal Government, some being exclusively reserved for the 50 individual State Governments, and some involving both tiers of government acting concurrently. Of course, not all powers are easy to place within a specific tier. Over time, various court cases have arisen to try and determine when and how each entity can act under the United States Constitution.
An example of some commonly respected exclusive/concurrent powers are as follows:
Federal Exclusive Powers
Foreign Affairs; War/Military Powers
State Exclusive Powers
Police Powers
Concurrent Powers
Taxing and Spending Powers
Federal Supremacy Clause
Article VI, Paragraph 2 of the United States Constitution, also known as the "Supremacy Clause," establishes the concept of legal supremacy for federal law. Under this doctrine, states are strictly prohibited from enacting laws that directly conflict with federal law, states cannot interfere with the authorized actions of the federal government and states cannot pursue actions that are exclusive to the federal government. As written, the Supremacy Clause of the US Constitution states:
This Constitution, and the laws of the United States which shall be made in pursuance thereof; and all treaties made, or which shall be made, under the authority of the United States, shall be the supreme law of the land; and the judges in every state shall be bound thereby, anything in the Constitution or laws of any State to the contrary notwithstanding. U.S. Const., art. VI
Case Law
Over the years, the Supreme Court has addressed numerous questions regarding just how far the supremacy clause extends. From the beginning, it was understood that individual States cannot impede, burden or control the laws or actions of the Federal Government. Over time, more specific areas of law were addressed, wherein it was further clarified that Federal Law had supremacy over the States.
Martin v. Hunter's Lessee (1816); Cohens v. Virginia (1821)
U.S. Term Limits, Inc. v. Thornton (1995)
Exclusive Powers of the Fifty States
Just like the Federal Government maintains its own set of exclusive powers under the United States Constitution, so too do the 50 individual states. A common understanding of where these State rights come from starts with the Tenth Amendment to the United States Constitution.
Tenth Amendment to the United States Constitution
"The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people." U.S. Const. amend. X
The Tenth Amendment to the United States Constitution briefly establishes the concept that any powers not delegated to the Federal Government or prohibited to the States are then outright reserved to the States and the people. However, the use of such broad language has naturally left many questions over time regarding what specific powers are actually left to the States and what powers are not already delegated to the Federal Government?
Case Law
Concurrent Powers Shared Between Federal and State Governments
In addition to each level of government having their own powers, there are also some powers that both levels of government have the authority to use. However, it is important to keep in mind that whenever state and federal government actions overlap, there is a very good chance that the Federal Government will override the states due to the Supremacy Clause.
Tax and Spend Powers
Davis v. Michigan Department of Treasury (1989)
Commerce Powers - A Balancing Test
The current standard used to determine whether a State has exceeded its Commerce Powers is based on a Balancing Test. First, the Court must determination (1) whether the State's statute regulates evenhandedly to effectuate a legitimate local public interest, and (2) whether the State statute's effect on interstate commerce is only incidental. If these two elements are true, then the analysis moves on to a balancing test to determine whether the burden being imposed on interstate commerce is clearly excessive in relation to its putative local benefits, and whether a lesser impactful statutory framework could achieve the same local interests of the State. In its own language, the Supreme Court stated the following in its Opinion:
Where the statute regulates even-handedly to effectuate a legitimate local public interest, and its effects on interstate commerce are only incidental, it will be upheld unless the burden imposed on such commerce is clearly excessive in relation to the putative local benefits.If a legitimate local purpose is found, then the question becomes one of degree. And the extent of the burden that will be tolerated will of course depend on the nature of the local interest involved, and on whether it could be promoted as well with a lesser impact on interstate activities. Pike v. Bruce Church, Inc., 397 U.S. 137, 142 (1970).
Baldwin v. G.A.F. Seelig, Inc. (1935)
City of Philadelphia v. New Jersey (1978)